Calculus 1 lecture 3.6
How To Sketch Graphs Of Functions
Review and initial example
-
[0:17]. Curve sketching uses:
- 𝒙-intercept and 𝑦-intercept.
- Relative maxima and minima (extrema).
- Concavity.
- Objective: Understand the shape of graphs without a graphing calculator, using calculus.
Steps for curve sketching
-
[0:41]. Steps for curvong
sketchong
[image]
- Presentation of the 🧩 Example –: $𝒇(𝒙)=(𝒙+2)(𝒙-1)^{2}$
-
[1:18]. Step 1: Find the
intercepts
-
Find 𝒙-intercepts:
-
Set 𝑦 = 0 and solve for 𝒙 (find the roots of the equation).
- Simplify only if the equation is "easy": quadratic or lower degree, or if it is
already factored.
- $(𝒙+2)(𝒙-1)^{2}=0 \Rightarrow 𝒙+2=0 \;\to\; 𝒙=-2;\; 𝒙-1=0 \;\to\; 𝒙=1$
-
So the x-intercepts are: $𝒙=-2$ and $𝒙=1$.
-
Find the 𝑦-intercept:
- Set 𝒙 = 0 and solve for 𝑦: $𝒇(0)=(0+2)(0-1)^{2}=2\cdot 1=2$
- So the y-intercept is: $𝒚=2$.
-
[6:04]. Step 2: Find
asymptotes (only for rational $𝒇(𝒙)$)
- Rational $𝒇(𝒙)$ can have vertical, horizontal asymptotes, and holes.
-
❶ ᴠ̳ᴇ̳ʀ̳ᴛ̳ɪ̳ᴄ̳ᴀ̳ʟ̳ ̳ᴀ̳ꜱ̳ʏ̳ᴍ̳ᴘ̳ᴛ̳ᴏ̳ᴛ̳ᴇ̳ꜱ̳: Arise when the function tends to $±\infty$ as 𝒙 approaches a
specific value.
-
Definition:
-
This occurs when:
- (i) The function is undefined at $𝒙=𝒂$ because the
d̳e̳n̳o̳m̳i̳n̳a̳t̳o̳r̳ ̳i̳s̳ ̳z̳e̳r̳o̳.
-
(ii) The factor causing the zero does not cancel with a factor in the
numerator,
meaning the discontinuity is non-removable and creates infinite behavior.
-
A vertical asymptote (VA) exists at $𝒙=𝒂$ if:
- $\displaystyle \lim_{x\to a^-} 𝒇(𝒙)=\pm\infty$ or $\displaystyle \lim_{x\to
a^+} 𝒇(𝒙)=\pm\infty$
- (i.e., the function "blows up" on at least one side of $𝒙=𝒂$).
-
One-Sided Limits:
- Rational functions or others with denominators approaching $0$ at $x=a$ often
exhibit this behavior.
-
The function may diverge differently from each side:
- 🧩 Example: $𝒇(𝒙)=\dfrac{1}{𝒙-a}$
- $\displaystyle \lim_{x\to a^-} 𝒇(𝒙)=-\infty$, $\displaystyle \lim_{x\to
a^+} 𝒇(𝒙)=+\infty$
- $\displaystyle \lim_{x\to a} 𝒇(𝒙)$ D.N.E. (does not exist), but the
vertical asymptote is still at $x=a$.
-
🗒️ NOTE: The existence of a vertical asymptote does not require the two-sided limit to
diverge in the same way or to exist at all. What matters is that at least one of the one-sided limits
diverges to $±\infty$.
-
❷ ʜ̳ᴏ̳ʟ̳ᴇ̳ꜱ̳ (Removable Discontinuities): Occur where the denominator equals zero, but the corresponding
factor can be canceled.
-
Definition:
-
A hole occurs at $x=a$ if:
- (i) The original function is undefined at $x=a$ due to a zero in the
denominator.
- (ii) That factor cancels with the numerator, allowing simplification.
- (iii) The simplified expression is defined around $x=a$, but not at $x=a$
itself.
-
One-Sided Limits:
-
Check if both one-sided limits exist and match.Example:
- $𝓰(𝒙)=\dfrac{(𝒙-1)(𝒙+1)}{(𝒙-1)(𝒙-2)}$ → Simplifies to:
$𝓰(𝒙)=\dfrac{𝒙+1}{𝒙-2}$, for $𝒙\ne 1$.
-
In this case, $x=1$ is a hole:
- The original form is undefined at $x=1$ (division by zero).
- The simplified form is valid near $x=1$.
- Evaluate: $\displaystyle \lim_{x\to 1^-} 𝓰(𝒙)$ and $\displaystyle
\lim_{x\to 1^+} 𝓰(𝒙)$
- If they are equal, the two-sided limit exists.
- However, the function remains undefined at $x=1$, so there is a removable
discontinuity.
-
🗒️ NOTE:
- A hole does not cause the function to diverge to $\infty$ like a
vertical asymptote.
- Instead, it’s a “missing point” on an otherwise continuous curve, where the limit
exists but the function is undefined.
-
❸ ʜ̳ᴏ̳ʀ̳ɪ̳ᴢ̳ᴏ̳ɴ̳ᴛ̳ᴀ̳ʟ̳ ̳ᴀ̳ꜱ̳ʏ̳ᴍ̳ᴘ̳ᴛ̳ᴏ̳ᴛ̳ᴇ̳ꜱ̳: Determined by evaluating the limit of a function as $𝒙\to
\pm\infty$.
-
Definition:
-
A horizontal asymptote (HA) occurs when:
- (i) $\displaystyle \lim_{x\to +\infty} 𝒇(𝒙)=\ell$ or $\displaystyle \lim_{x\to
-\infty} 𝒇(𝒙)=\ell$ where $\ell$ is a real number.
-
(ii) The value $\ell$ represents the end behavior of the function — the value that
$𝒇(𝒙)$ gets closer to
as $𝒙$ becomes very large (positive or negative).
-
Unlike vertical asymptotes, which occur at specific finite values of $𝒙$, horizontal asymptotes
describe
how the function behaves as $𝒙$ tends toward infinity or negative infinity.
-
Directional (End) Behavior:
-
Evaluate the limits separately as $𝒙 \to +\infty$ and as $𝒙 \to -\infty$:
- $\displaystyle \lim_{x\to +\infty} 𝒇(𝒙)$
- $\displaystyle \lim_{x\to -\infty} 𝒇(𝒙)$
-
These are sometimes referred to as "one-sided" limits at infinity.
-
While not the same as limits from the left/right at a point (like $\displaystyle \lim_{x\to c^+}$ or
$\displaystyle \lim_{x\to c^-}$),
they illustrate how a function might tend to different horizontal asymptotes at
each end of the 𝒙-axis.
-
🗒️ NOTE:
- Including examples of behavior as $𝒙 \to +\infty$ and $𝒙 \to -\infty$ helps
students understand the concept of asymptotic behavior more clearly.
-
It reinforces that limits at infinity don’t always match:
- A function may level off to one value as $𝒙 \to +\infty$, and a different one
(or none) as $𝒙 \to -\infty$.
-
Just like with finite limits, the concept of a two-sided limit ($\displaystyle \lim_{x\to c} 𝒇(𝒙)$)
only exists if both sides agree:
- $\displaystyle \lim_{x\to c^-} 𝒇(𝒙)=\lim_{x\to c^+} 𝒇(𝒙)$
-
Summary:
- If $\displaystyle \lim_{x\to \pm\infty} 𝒇(𝒙)=\ell$, then $y=\ell$ is a horizontal
asymptote.
- If the limits are different on each side, the function has two distinct
horizontal asymptotes.
- If no finite limit exists, then there is no horizontal asymptote in
that direction.
[9:07]. Step 3: Perform the
first derivative test
- The first derivative test provides critical numbers and intervals of increase/decrease.
-
The first derivative represents the rate of change of the function, or in simpler terms, how the function's
value is
increasing or decreasing.
-
Find the values of 𝒙 that make the numerator of $𝒇′(𝒙)$ equal to zero.
- These are the critical points, candidates for maxima, minima, or points where the slope
is zero (horizontal).
-
Find the values of 𝒙 that make the denominator of $𝒇′(𝒙)$ equal to zero:
- These indicate places where the first derivative is undefined (possible vertical
discontinuities or asymptotes).
- It allows determining where maxima and minima are located and how the graph rises or falls.
[10:00]. Step 4: Perform the
second derivative test
- The second derivative test provides information about concavity and inflection points.
-
The second derivative represents the rate of change of the slope, or in simpler terms, how the slope itself is
increasing
or decreasing. This indicates the concavity of the graph
-
Find the values of 𝒙 that make the numerator of $𝒇′′(𝒙)$ equal to zero. These are the candidates
for inflection points.
-
Find the values of 𝒙 that make the denominator of $𝒇′′(𝒙)$ equal to zero. These indicate where the
second derivative is undefined, but they are not necessarily inflection points.
-
Types of Growth and Concavity Combinations:
-
Increasing, Concave Up:
-
Signs:
- $𝒇′(𝒙)>0$ (the function is increasing).
- $𝒇′′(𝒙)>0$ (the concavity is upward).
-
Interpretation → [◞ ].
- The slope is positive and increasing (becoming steeper upward).
-
Increasing, Concave Down:
-
Signs:
- $𝒇′(𝒙)>0$ (the function is increasing).
- $𝒇′′(𝒙)<0$ (the concavity is downward).
-
Interpretation → [ ◜].
The slope is positive but decreasing (flattening while going up).
-
Decreasing, Concave Up:
-
Signs:
- $𝒇′(𝒙)<0$ (the function is decreasing).
- $𝒇′′(𝒙)>0$ (the concavity is upward).
-
Interpretation → [ ◟].
- The slope is negative but increasing (flattening while going down).
-
Decreasing, Concave Down:
-
Signs:
- $𝒇′(𝒙)<0$ (the function is decreasing).
- $𝒇′′(𝒙)<0$ (the concavity is downward).
-
Interpretation → [◝ ].
The slope is negative and further decreasing (becoming steeper downward).
[10:53]. Step 5: Create a table
- The table includes the first derivative on top and the second derivative below.
- It helps visualize the behavior of the graph, including growth, decrease, and concavity.
[11:32]. Step 6: Find the
points
- You must find the points corresponding to intercepts, asymptotes, holes, critical numbers,
and inflection points.
[12:27]. Step 7: Graph the
function
- Use all the information collected in the previous steps to accurately plot the function.
-
Recommended Order for Graph Plotting
-
1. Locate Vertical Asymptotes (VA)
- Identify where the denominator equals zero and does not cancel
with the numerator.
- Mark vertical lines at these x-values on the graph.
-
2. Find Horizontal (or Oblique) Asymptotes
- Evaluate $\displaystyle \lim_{x\to \pm\infty} 𝒇(𝒙)$.
- Mark the corresponding horizontal or slanted lines on the graph.
-
3. Locate “Holes” (Removable Discontinuities)
- Occur when a factor cancels between numerator and denominator.
- Mark them with an open dot on the graph at the corresponding x-value.
-
4. Find Intercepts (if they exist)
- 𝒙-intercepts: Solve $𝒇(𝒙)=0$ (numerator equals zero).
- 𝑦-intercept: Evaluate $𝒇(0)$, if it lies in the domain.
-
5. Identify Critical Points (CP) and Points of Inflection (PIP)
- Use the sign chart of $𝒇′(𝒙)$ and $𝒇″(𝒙)$.
- CP: Where $𝒇′(𝒙)=0$ or is undefined (possible maxima, minima, plateaus).
- PIP: Where $𝒇″(𝒙)=0$ or is undefined (possible changes in concavity).
-
6. Create a Preliminary Sketch
- Find the points
- Plot all previously identified features: VAs, HAs, holes, intercepts, CPs, and
PIPs.
-
7. Draw the Final Curve
- Use information from $𝒇′(𝒙)$ and $𝒇″(𝒙)$ to show increasing/decreasing behavior
and concavity.
- Pay attention to asymptotic behavior and discontinuities.
Applying the steps to the initial example $𝒇(𝒙)=(𝒙+2)(𝒙-1)^{2}$
-
[1:18]. Step 1: Find the
intercepts
[image-1]
-
Find 𝒙-intercepts:
-
Set 𝑦 = 0 and solve for 𝒙 (find the roots of the equation).
- Simplify only if the equation is "easy": quadratic or lower degree, or if it is
already factored.
- $(𝒙+2)(𝒙-1)^{2}=0 \Rightarrow 𝒙+2=0 \;\to\; 𝒙=-2;\; 𝒙-1=0 \;\to\; 𝒙=1$
- So the x-intercepts are: $𝒙=-2$ and $𝒙=1$.
-
Find the 𝑦-intercept:
- Set 𝒙 = 0 and solve for 𝑦: $𝒇(0)=(0+2)(0-1)^{2}=2\cdot 1=2$
- So the y-intercept is: $𝒚=2$.
- Step 2: ❌
-
[13:28]. Step 3: First
derivative test:
-
Expand the function to make differentiation easier.
- $𝒇(𝒙)=(𝒙+2)(𝒙-1)^{2}\;\to\; 𝒙^{3}-3𝒙+2$
- $𝒇'(𝒙)=3𝒙^{2}-3$
-
Solve for critical numbers by setting $𝒇'(𝒙)=0$.
-
[15:05]. Step 4: Second
derivative test:
- $𝒇''(𝒙)=6𝒙$
-
Find the inflection point by setting $𝒇''(𝒙)=0$.
-
[16:16]. Step 5: Create a
table with the critical numbers and the inflection point.
-
[19:19]. Step 6: Find
points.
-
POINTS:
- 𝒙-Intercepts: $(1,0)$, $(-2,0)$
- 𝑦-Intercept: $(0,2)$
-
RELATIVE EXTREMA:
- Relative Maximum (R.MAX): $(-1,4)$
- Relative Minimum (R.MIN): $(1,0)$
-
INFLECTION POINT:
-
[22:23]. Step 7: Plot the
points on the Cartesian plane.
- Analyze intervals of increase and decrease alongside the asymptotes to sketch the graph.
🧩 Example $𝒇(𝒙)=\dfrac{𝒙^{2}-1}{𝒙^{3}}$
-
[image-1]
[image-2]
[image-3]
[image-4]
-
[28:45]. Step 1: Intercepts:
-
𝒙-intercepts: Set the numerator equal to zero.
-
𝑦-intercept: Set $𝒙=0$.
-
[30:49]. Step 2: Asymptotes:
-
Vertical asymptotes: Set the denominator equal to zero.
-
Horizontal asymptotes: Take limits as 𝒙 tends to positive and negative infinity.
-
Divide numerator and denominator by the highest power in the denominator ($𝒙^{3}$).
-
$\displaystyle \lim_{x\to +\infty} 𝒇(𝒙)=0$ and $\displaystyle \lim_{x\to -\infty} 𝒇(𝒙)=0$, so the
horizontal asymptote is $y=0$.
-
[37:44]. Step 3: First
derivative test:
-
Use the quotient rule to differentiate.
-
Result: $𝒇'(𝒙)=\dfrac{-𝒙^{4}+3𝒙^{2}}{𝒙^{6}}=\dfrac{-𝒙^{2}+3}{𝒙^{4}}$
-
[40:00]. Find critical
numbers by setting $𝒇'(𝒙)=0$ and considering where $𝒇'(𝒙)$ is not defined.
- $𝒙=0,\; 𝒙=\sqrt{3},\; 𝒙=-\sqrt{3}$.
-
[42:46]. Step 4: Second
derivative test:
- Result: $𝒇''(𝒙)=\dfrac{2𝒙^{2}-6}{𝒙^{5}}$
-
[45:11]. Find possible
inflection points by setting $𝒇''(𝒙)=0$ and considering where $𝒇''(𝒙)$ is not defined.
- $𝒙=0,\; 𝒙=\sqrt{6},\; 𝒙=-\sqrt{6}$.
-
[47:14]. Step 5: Create a
table with the critical numbers and the possible inflection points.
- Test values in each interval to determine the sign of the first and second derivatives.
-
[57:31]. Step 6: Find the
points.
- Correct the values of the points calculated in class:
- $(1,0)$ $(-1,0)$
- R.MAX: $(\sqrt{3},\,0.38)$
- R.MIN: $(-\sqrt{3},\,-0.38)$
- IP: $(\sqrt{6},\,0.34)$
- IP: $(-\sqrt{6},\,-0.34)$
[58:15]. Step 7: Graph the
function.
- Analyze intervals of increase and decrease alongside the asymptotes to sketch the graph.
- Conclude that the graph matches the information on concavity.
🧩 Example $𝒇(𝒙)=\dfrac{2𝒙^{2}-8}{𝒙^{2}-16}$
CP₁ CP₂
𝒇′(𝒙) ±? inc/dec ∣ ±? inc/dec ∣ ±? inc/dec ... Include also VA's and HOLD's
────────────────────────●────────────────────────●───────────────────
𝒇′′(𝒙) ±? Conc.(Up/Down) ∣ ±? Conc.(Up/Down) ∣ ±? Conc.(Up/Down)
PIP₁ PIP₂ ... Include also VA's and HOLD's
CP₁ = -1 CP₂ = 1
∣ ∣
𝒇′(𝒙) ±? inc/dec = - dec ∣ ±? inc/dec = + inc ∣ ±? inc/dec = +inc
────────────────────────●───────────●─────────────●───────────────────
𝒇′′(𝒙) ±? Conc.(Up/Down) = - down ∣ ±? Conc.(Up/Down) = + up
∣
PIP₁ = 0
(VA) 𝒇′(𝒙) is not defined
CP₁ = -√3 𝒙 = 0 CP₂ = √3
∣ ∣ ∣
𝒇′(𝒙) ±? inc/dec = -dec ∣ ±? inc/dec = +inc ∣ ±? inc/dec = +inc ∣ ±? inc/dec = -dec
────────────────────────●───────────────────────────●───────────────────────────────●────────────────────
𝒇′′(𝒙) ±?Conc.(Up/Down)= -down∣ ±? Conc.(Up/Down) = +up ∣ ±? Conc.(Up/Down) = -down ∣ ±? Conc.(Up/Down) = +up
∣ ∣ ∣
PIP₁ = -√6 𝒙 = 0 PIP₂ = √6
(VA) 𝒇′(𝒙) is not defined
𝒙 = -4 (VA) CP₁ = 0 𝒙 = 4 (VA)
∣ ∣ ∣
𝒇′(𝒙) ±? inc/dec = +inc ∣ ±? inc/dec = +inc ∣ ±? inc/dec = -dec ∣ ±? inc/dec = -dec
───────────────────────────●───────────────────────────●─────────────────────────────●───────────────────────────
𝒇′′(𝒙) ±? Conc.(Up/Down) = +up ∣ ±? Conc.(Up/Down) = -down ∣ ±? Conc.(Up/Down) = +up
∣ ∣
𝒙 = -4 (VA) 𝒙 = 4 (VA)